PROTECTION – FAIR PRACTICES – REGULATION
National Resources for Financial Consulting LLC is a SCA regulated company with Registration No. 706035
To protect investors and enhance the principles of sound and fair practices, and to improve the efficiency of UAE capital markets through the development of the necessary legislations, the enhancement of supervisory regulations and the development of investment and legal awareness.
On January 29, 2000 H.H. UAE President issued a federal decree to set up a public authority in the UAE’s capital, which was called “Securities & Commodities Authority.”
The Authority enjoyed a legal entity, financial and administrative independence with the control and executive powers necessary for it to discharge its tasks in line with the provisions of this law and the regulations issued in implementation thereof, noting that the authority reported to the minister.